Tarun Mehta, JD/MBA
Tarun Mehta, JD/MBA
President & Chief Compliance Officer
Shareholder-EagleStone Tax & Wealth Advisors
Tarun is the President & Chief Compliance Officer for EagleStone Tax & Wealth Advisors. As President, Tarun oversees the firm’s operations and business practices. As CCO, Tarun manages the firm’s compliance program and requirements as they pertain to the SEC & FINRA and monitors ongoing regulatory developments in the industry. Tarun also acts as the informal in-house counsel to EagleStone Tax & Wealth Advisors, assisting with document/agreement preparation, document review and other legal matters.
Before joining EagleStone, Tarun was CEO of Outsource Compliance Resources, LLC (“OCR”), a SEC/FINRA Compliance consulting and technology/operations consulting firm. Previous posts held by Tarun include Financial Analyst and Chief Compliance Officer with R&M Wealth Management Services, LLC and Due Diligence Analyst at H. Beck, Inc, in Rockville, MD.
Tarun was raised and educated in New York. He attended Bronx High School of Science, graduated cum laude with a BS degree in Psychology from City University of New York (CUNY) – Brooklyn College, and earned a dual JD/MBA from Fordham University. Tarun lives in Olney, MD with his wife and daughter.
Securities offered through DAI Securities, LLC. Member FINRA/SIPC. Advisory Services offered through EagleStone Tax & Wealth Advisors. EagleStone Tax & Wealth Advisors is not affiliated with DAI Securities. Financial planning, investment and wealth management services provided through EagleStone Wealth Advisors, Inc. Tax and accounting services provided through EagleStone Tax & Accounting Services.
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